DC
Daniel W. Clendenin
CARY STREET PARTNERS
FREDERICKSBURG, VA 22401
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CRD#: 5379874
DC
Professional summary
Daniel Whiting Clendenin is a registered financial advisor currently at CARY STREET PARTNERS located in Fredericksburg, Virginia and CARY STREET PARTNERS located in Leesburg, Virginia.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MARY WASHINGTON HOSPITAL FOUNDATION. TRUSTEE. FREDERICKSBURG, VA. INVESTMENT RELATED ACTIVITY, NO COMPENSATION. ONE MARKET HOUR EVERY OTHER MONTH, TWO TO THREE NON MARKET HOURS A MONTH. BEGAN JANUARY 2014 2) MILLSTONE INVESTMENTS LLC. OWNER. FREDERICKSBURG, VA. INVESTMENT RELATED. NO COMPENSATION. START DATE OF 10/31/19.PURCHASE OF COMMERCIAL REAL ESTATE. NO MARKET HOURS; 3 NON-MARKET HOURS DEVOTED TO ACTIVITY PER MONTH. 3) UNIVERSITY OF VIRGINIA PHYSICIAN'S GROUP INVESTMENT COMMITTEE. MEMBER OF INVESTMENT COMMITTEE. CHARLOTTESVILLE, VA. INVESTMENT RELATED. START DATE OF 06/2016. 1-2 MARKET HOURS AND 3-4 NON-MARKET HOURS DEVOTED TO ACTIVITY PER MONTH. NO COMPENSATION. ASSIST FINANCE COMMITTEE IN OVERSIGHT OF FINANCIAL OPERATIONS AND EXERCISING RESPONSIBILITY FOR INVESTING AND FINANCING ACTIVITIES. 4) FAIRY GODMOTHER. BOARD MEMBER OF FINANCE COMMITTEE. FREDERICKSBURG, VA. INVESTMENT RELATED. START DATE OF 11/2019. OVERSIGHT OF ALL FINANCIAL MATTERS. WWW.FAIRYGODMOTHERPROJECT.ORG. 1 HOUR/MONTH DEVOTED TO ACTIVITY DURING MARKET HOURS. NO COMPENSATION RECEIVED. 5) University of Mary Washington Foundation; Not Investment Related; Foundation - Higher Education;Trustee;3/9/2020;1 hours per month,0 hours per month during trading hours; No Compensation; Investment Committee Member 6) Clendenin Coastal LLC; Not Investment Related; Real Estate, Managing Member; 2020-06-01; 4 hours per month,2 hours per month during trading hours; Other Compensation - Receive rental income generated by investment property - facilitated by property management company. 7) Name: University of Mary Washington Foundation; Investment-related: yes; Address: 1125 Emancipation Hwy #200 Fredericksburg, VA 22401; Nature: Non-profit Foundation - Higher Education; Position/Title/Relationship: Vice-chair; Hours/month: 2; Hours/month- trading: 0; Duties: No Compensation. Provide support/back-up to Chair of the Investment Committee. 8) Name: Executor - Linda Harris (client); Investment-related: yes; Address: 1000 Winchester St. Fredericksburg, VA 22401; Nature: Estate Settlement; Position/Title/Relationship: Executor; Start Date: 3/17/2022; Hours/month: 0; Hours/month-trading: 0; Duties: listed as executor, but estate document language allows for recusal and/or replacement if rep or firm see fit 9) University of Mary Washington Other Business Name: University of Mary Washington Address:1301 College Avenue, Woodard Hall, COB Room 132 Investment-Related? Yes Nature of the Other Business: Educational Institution Postion at Other Business:Adjunct Professor of Personal Finance 320 course Title at Other Business: Adjunct Professor Relationship with Other Business Education Services Start Date of your Relationship:8/26/2024 Approximate Hours/Month devoted to other business:5 Number of Hours devoted to other business during securities trading hours:5 Description of duties related to other Business: Adjunct Professor of Personal Finance 320 course for compensation. 10.Other Business Name: Will I Am FXBG LLC Address:1200 William Street, Fredericksburg, VA 22401 USA Investment-Related?Yes Nature of the Other Business:LLC to purchas investment real estate Postion at Other Business:Manager Title:Manager Start Date of your Relationship:9/30/2024 Will be providing Investment adv?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:Yes Approx Hours/Month devoted:3 No of Hours devoted during trading hours:1 Description :LLC created to purchase investment real estate at 415 William Street, Fredericksburg, VA 22401. 11. Other Business Name: Lingerfelt Commonwealth Value Fund III, LP Address:6641 West Broad Street, Ste 404, Richmond, VA 23230 Investment-Related?Yes Nature of the Other Business:Fund Position :Limited Partnership Advisor Start Date 11/1/2024 providing Investment Advice ?:Yes Handle Funds: No Approx Hrs: 0.5/ trading hrs: 0.5 Compensated: no Qtly mtgs with LPAC leaders to discuss fund, perf, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Whiting Clendenin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2007 - Present
CARY STREET PARTNERS
Office #1: 250 Executive Center Parkway, Fredericksburg, VA 22401RIA
CRD#: 128545
FREDERICKSBURG, VA
Current
August 13, 2007 - Present
CARY STREET PARTNERS
Office #1: 1 South King Street , Leesburg, VA 20175Office #2: 1000 Winchester Street Suite 300, Fredericksburg, VA 22401BD
CRD#: 128089
Leesburg, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2016)
RR
California(9/2/2008)
RR
Colorado(9/2/2008)
RR
Delaware(9/2/2008)
RR
District of Columbia(1/13/2014)
RR
Florida(9/2/2008)
RR
Georgia(10/29/2010)
RR
Illinois(4/9/2020)
RR
Maine(9/2/2022)
RR
Maryland(9/2/2008)
RR
Missouri(1/8/2021)
RR
New Hampshire(3/25/2019)
RR
New Jersey(3/25/2019)
RR
New York(9/2/2008)
RR
North Carolina(12/5/2007)
IAR
North Carolina(1/22/2019)
RR
Ohio(9/25/2023)
RR
Oregon(2/16/2012)
RR
Pennsylvania(1/2/2019)
RR
Rhode Island(9/29/2023)
RR
South Carolina(8/15/2018)
RR
Tennessee(7/15/2013)
RR
Texas(10/25/2011)
IAR
Texas(1/5/2018)
RR
Virginia(10/30/2007)
IAR
Virginia(10/30/2007)
RR
West Virginia(11/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
