Austin L. Taylor

BOW STREAM INVESTMENTS LLC

SOUTHLAKE, TX 76092

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CRD#: 5379271

Professional summary

Austin Lewis Taylor, CFA is a registered financial advisor currently at BOW STREAM INVESTMENTS LLC located in Southlake, Texas.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Austin has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Lewis Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 15, 2018 - Present

BOW STREAM INVESTMENTS LLC

Office #1: 550 Reserve Street Suite 270, Southlake, TX 76092

RIA

CRD#: 292230

SOUTHLAKE, TX

Past

September 22, 2008 - November 11, 2009

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 25, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2018)

IAR

Montana
(6/1/2021)

IAR

Texas
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/23/2007

General Securities Representative Examination

Current Firm

BOW STREAM INVESTMENTS LLC

CRD#: 292230 / SEC#:

California

Registered Investment Advisory firm - (5/15/2018 Approved)

Montana

Registered Investment Advisory firm - (6/1/2021 Approved)

Texas

Registered Investment Advisory firm - (8/21/2024 Approved)

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Contact information

Main Address

550 Reserve Street Suite 190, Southlake, TX 76092

Mailing Address

Phone number

(646) 535-9721

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 8,633,137

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin L. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Lewis Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOW STREAM INVESTMENTS LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2008

Series 7

Date: 10/23/2007

Current Firm

BOW STREAM INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOW STREAM INVESTMENTS LLC

TRUST BUT VERIFY

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