John F. Mulqueen

ALDEN CAPITAL

Wayne, PA 19087

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CRD#: 5378924

Professional summary

John Francis Mulqueen JR, who also goes by John Francis Mulqueen, is a registered financial advisor currently at ALDEN CAPITAL located in Wayne, Pennsylvania and ALDEN INVESTMENT GROUP located in Wayne, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. John has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Francis Mulqueen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AdvizorStack - Technology and Operations Support - Non-investment related. 3-25-2025. 5 hours a week. BX partners - OCIO Platform - Operations Management - 3-25-2025. Non-Investment related. 5 hours a week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Mulqueen JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2018 - Present

ALDEN CAPITAL

Office #1: 37 West Avenue Ste 300, Wayne, PA 19087

RIA

CRD#: 293551

Wayne, PA

Current

July 27, 2022 - Present

ALDEN INVESTMENT GROUP

Office #1: 37 West Avenue Ste 300, Wayne, PA 19087

RIA

CRD#: 317077

Wayne, PA

Current

February 20, 2018 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave. Ste 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

March 6, 2019 - December 31, 2022

EQUALIZE CAPITAL LLC

RIA

CRD#: 300640

Wayne, PA

Past

January 28, 2013 - November 15, 2017

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

August 17, 2012 - November 15, 2017

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 157841

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(4/26/2018)

IAR

Pennsylvania
(5/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/26/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/16/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 301, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,147
AUM (Assets Under Management)	$ 1,444,147,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John F. Mulqueen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Mulqueen JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDEN INVESTMENT GROUP

J. ALDEN ASSOCIATES, INC.

EQUALIZE CAPITAL LLC

MCG SECURITIES LLC

BLUESTONE CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

ALDEN CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/2018

Series 65

Date: 8/16/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/25/2013

FINRA

Current Firm

ALDEN CAPITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN CAPITAL

TRUST BUT VERIFY

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