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KJ

Kimberly Johnson

ASHTON THOMAS SECURITIES
ROCHESTER, NY
·CRD# 5378831·17 years experience

Professional Summary

Kimberly Johnson, who also goes by Kimberly A Jansky, Kimberly A Johnson, Kimberly - Johnson, is a registered financial advisor currently at ASHTON THOMAS SECURITIES, LLC located in Rochester, New York and CACHE SECURITIES LLC located in San Francisco, California. Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2009. Kimberly has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 4...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kimberly A Jansky, Kimberly A Johnson, Kimberly - Johnson

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

ASHTON THOMAS SECURITIES, LLC·CRD# 16629
RIA
BD
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618
February 26, 2025 - Present
CACHE SECURITIES LLC·CRD# 319607
BD
921 Front St 2nd Floor, San Francisco, CA 94111
July 23, 2026 - Present
TIMOTHY PARTNERS, LTD.·CRD# 41835
BD
Maitland, FL
April 7, 2025 - July 2, 2025
CAPIS·CRD# 7551
BD
Dallas, TX
September 19, 2023 - August 20, 2024
ETORO USA SECURITIES INC.·CRD# 298361
BD
Hoboken, NJ
December 20, 2021 - January 24, 2023
ALLY INVEST SECURITIES LLC·CRD# 136131
BD
Charlotte, NC
March 23, 2020 - December 3, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
March 6, 2017 - February 26, 2020
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
October 5, 2015 - February 8, 2017
ALLY INVEST SECURITIES LLC·CRD# 136131
BD
Charlotte, NC
August 27, 2009 - July 15, 2014

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Current Firm

CS
CACHE SECURITIES LLC

CACHE SECURITIES LLC | DOJIMA SERVICES LLC

CRD#: 319607 / SEC#: 8-70913
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

921 Front St 2nd Floor, San Francisco, CA 94111

Mailing Address

921 Front St 2nd Floor, San Francisco, CA 94111

Phone Number

(650) 910-4454

Established

Delaware since 02/22/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CACHE FINANCIALS, INC.SOLE MEMBER—
CROSS, ANNAFINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5894013
GARIBAY, ELISA MARIECHIEF EXECUTIVE OFFICER5154488
REID, MEKALIACHIEF COMPLIANCE OFFICER5535070

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/26/2025)
RR
New York
(2/26/2025)
RR
Washington
(4/6/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2012About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Apr 2024About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2012About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kimberly Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KJ
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