Elisa Marie Garibay
Professional Summary
Elisa Marie Garibay, who also goes by Elisa Garibay, is a registered financial advisor currently at CACHE ADVISORS LLC located in San Francisco, California and CACHE SECURITIES LLC located in San Francisco, California. Elisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Elisa has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elisa Garibay
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
CACHE ADVISORS LLC | CHARLIE ADVISORS LLC
Contact Information
Main Address
95 Third St 2nd Floor, San Francisco, CA, 94103Phone Number
(213) 788-1501# of Employees
15SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
7AUM (Assets Under Management)
$962,105,612Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CACHE ADVISORS LLC | CHARLIE ADVISORS LLC
State Registrations and Notice Filings
(3/13/2024)
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Elisa Marie Garibay's CRS (Customer Relationship Summary).
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