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Thomas Keith George

REVOLUT SECURITIES
NEW YORK, NY
·CRD# 5378303·19 years experience

Professional Summary

Thomas Keith George, who also goes by Keith George, is a registered financial advisor currently at REVOLUT SECURITIES INC. located in New York, New York and ARENA FINANCIAL SERVICES, LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 61 firms and has passed the SIE, Series 99TO, Series 28 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Keith George

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

REVOLUT SECURITIES INC.·CRD# 304600
BD
107 Greenwich Street 20th Floor, New York, NY 10006
June 10, 2022 - Present
ARENA FINANCIAL SERVICES, LLC·CRD# 281709
BD
405 Lexington Avenue 59th Floor, New York, NY 10174
August 30, 2022 - Present
USREM SECURITIES LLC·CRD# 317571
BD
750 Lexington Avenue Lctn #07-139, New York, NY 10022
September 19, 2022 - Present
FENNEL·CRD# 316281
BD
1100 Glendon Ave 17th Floor, Los Angeles, CA 90024
November 1, 2022 - Present
BRASIL PLURAL SECURITIES LLC·CRD# 159384
BD
2601 S Bayshore Drive Suite 1205, Miami, FL 33133
December 2, 2022 - Present
SHAREGAIN SECURITIES INC.·CRD# 318555
BD
60 Broad Street Suite 2511, New York, NY 10004
February 14, 2023 - Present
ICAPITAL MARKETS LLC·CRD# 118219
BD
60 East 42nd Street 26th Floor, New York, NY 10165
May 15, 2023 - Present
MORGAN PARTNERS LLC·CRD# 164032
BD
100 Worcester Street Suite 202, Wellesley Hills, MA 02481
November 25, 2024 - Present
ACANTHUS U.S. LIMITED·CRD# 330055
BD
10-12 Blandford Street, London, W1U 4AZ
February 10, 2025 - Present
CHAINCE SECURITIES, LLC·CRD# 10590
BD
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
February 20, 2026 - Present
BELMONT CAPITAL·CRD# 153792
BD
535 Fifth Avenue 4th Floor, New York, NY, 10017
March 20, 2026 - Present
RIALTO MARKETS LLC·CRD# 283477
BD
4659 Forest Glen Court, Jacksonville, FL 32224
April 6, 2026 - Present
PARTNERS FINANCE·CRD# 315067
BD
5847 San Felipe St Suite 1400, Houston, TX 77057
June 5, 2026 - Present
PRAGER PARTNERS, LLC·CRD# 340801
BD
Ketchum, ID
June 24, 2026 - Present
PAR5 CAPITAL & CO LLC·CRD# 134657
BD
Miami, FL
June 24, 2025 - July 17, 2026
PRIMARYBID SECURITIES INC.·CRD# 317798
BD
Smithtown, NY
January 31, 2025 - February 17, 2026
ADMIRAL SECURITIES LLC·CRD# 324098
BD
New York, NY
October 21, 2024 - January 2, 2026
NVSTR FINANCIAL LLC·CRD# 269966
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New York, NY
August 14, 2024 - January 21, 2025
SWBC INVESTMENT SERVICES, LLC·CRD# 133715
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San Antonio, TX
February 5, 2024 - March 18, 2025
ALTACCESS SECURITIES COMPANY, L.P.·CRD# 119441
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Dallas, TX
January 17, 2024 - May 27, 2026
AUGMENT CAPITAL, LLC·CRD# 322519
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Austin, TX
July 3, 2023 - January 29, 2025
ICAPITAL SECURITIES, LLC·CRD# 171061
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ALLIO MARKETS, LLC·CRD# 318268
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Seattle, WA
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FIN2·CRD# 316863
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November 21, 2022 - April 7, 2026
BAILEY & CO. SECURITIES, LLC·CRD# 302015
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Brentwood, TN
April 5, 2022 - October 2, 2023
TICKRS CLEARING·CRD# 312531
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Irvine, CA
March 1, 2022 - June 5, 2023
LUCID CAPITAL MARKETS, LLC·CRD# 140345
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New York, NY
March 1, 2022 - January 2, 2025
OTCEX, LLC·CRD# 165046
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New York, NY
January 18, 2022 - July 8, 2024
SIMON MARKETS LLC·CRD# 290965
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New York, NY
January 13, 2022 - December 4, 2023
ETICO PARTNERS, LLC·CRD# 122481
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Saratoga Springs, NY
January 10, 2022 - February 4, 2022
SIDOTI & COMPANY, LLC·CRD# 102860
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New York, NY
December 23, 2021 - December 31, 2023
J. STREICHER & CO. L.L.C.·CRD# 3526
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November 24, 2021 - August 13, 2026
RAISIN SECURITIES LLC·CRD# 308880
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April 1, 2021 - November 19, 2021
STORMHARBOUR SECURITIES LP·CRD# 35997
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November 13, 2019 - November 9, 2021
DONALD CAPITAL LLC·CRD# 297763
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New York, NY
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STONEX OUTSOURCED SERVICES LLC·CRD# 30773
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EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC·CRD# 288254
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Washington, DC
January 18, 2018 - May 22, 2018
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SECUREVEST FINANCIAL GROUP·CRD# 10100
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APA SECURITIES, LLC·CRD# 133615
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MEDIOBANCA SECURITIES USA LLC·CRD# 143189
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DYNASTY SECURITIES, LLC·CRD# 159076
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ROSS SECURITIES CORPORATION·CRD# 113796
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FIRST STANDARD FINANCIAL COMPANY LLC·CRD# 168340
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COINZOOM SECURITIES, LLC·CRD# 167337
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February 14, 2014 - September 15, 2016
ALTERNATIVE EXECUTION GROUP·CRD# 167830
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December 4, 2013 - November 9, 2021
BRILLIQUID LLC·CRD# 167567
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Short Hills, NJ
October 4, 2013 - February 25, 2020
CR GLOBAL MARKETS INC.·CRD# 166318
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July 24, 2013 - May 14, 2014
FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
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Ridgewood, NJ
July 2, 2013 - October 1, 2013
GLEN EAGLE WEALTH, LLC·CRD# 124504
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Kingston, NJ
June 17, 2013 - March 8, 2019
T3 TRADING GROUP, LLC·CRD# 154431
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New York, NY
June 7, 2013 - December 3, 2013
SMI CAPITAL MARKETS LLC·CRD# 156441
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Bellevue, WA
June 6, 2013 - September 1, 2015
SEACAP SECURITIES LLC·CRD# 133994
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New York, NY
May 31, 2013 - September 2, 2014
SEABURY SECURITIES LLC·CRD# 41916
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New York, NY
May 31, 2013 - September 2, 2014
SECUREVEST FINANCIAL GROUP·CRD# 10100
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Morristown, NJ
May 15, 2013 - March 2, 2015
FINPRO CAPITAL ADVISORS, INC.·CRD# 157816
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Somerville, NJ
May 15, 2013 - June 19, 2020
CHURCHILL CAPITAL USA, INC.·CRD# 143278
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New York, NY
May 10, 2013 - December 4, 2014
WHITAKER SECURITIES LLC·CRD# 121465
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New York, NY
March 20, 2013 - April 12, 2017
PACIFIC PEARL GROUP·CRD# 148077
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West Palm Beach, FL
March 1, 2013 - August 28, 2013
ICAPITAL MARKETS LLC·CRD# 118219
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New York, NY
March 1, 2013 - September 5, 2014
SEQUOIA INVESTMENTS, INC.·CRD# 39341
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Roswell, GA
February 11, 2013 - March 18, 2013
PARK AVENUE SECURITIES LLC·CRD# 46173
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November 5, 2007 - February 28, 2011

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Current Firm

PP
PRAGER PARTNERS, LLC

PRAGER PARTNERS | PRAGER PARTNERS, LLC

CRD#: 340801 / SEC#: 8-71502
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

213 Wall Street, Ketchum, ID 83340

Mailing Address

P.o. Box 5872, Ketchum, ID 83340

Phone Number

(415) 378-3562

Established

Delaware since 02/12/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PRAGER PARTNERS MANAGEMENT CO., LLCSOLE MEMBER—
GEORGE, THOMAS KEITHFINOP5378303
PRAGER, FREDRIC JOELCEO AND CCO1018994

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Jan 2023About the Series 28 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2007About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Keith George's CRS (Customer Relationship Summary).

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