CB
Charles B. Burkhalter
VOYA INVESTMENTS DISTRIBUTOR
NEW YORK, NY 10169
Some features on this profile are disabled
CRD#: 5378101
CB
Professional summary
Charles Brett Burkhalter, AIF® is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles Brett Burkhalter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 13, 2025 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: 200 Park Avenue, New York, NY 10169BD
CRD#: 37886
NEW YORK, NY
Past
November 29, 2011 - February 20, 2025
CARILLON FUND DISTRIBUTORS, INC.
BD
CRD#: 139749
ST. PETERSBURG, FL
Past
June 29, 2010 - November 10, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
ST. PETERSBURG, FL
Past
August 1, 2008 - May 12, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ST. PETERSBURG, FL
Past
August 27, 2007 - October 5, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TAMPA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/13/2025)
RR
Alaska(2/19/2025)
RR
Arizona(2/13/2025)
RR
Arkansas(2/13/2025)
RR
California(2/13/2025)
RR
Colorado(2/13/2025)
RR
Connecticut(2/14/2025)
RR
Delaware(2/13/2025)
RR
District of Columbia(2/13/2025)
RR
Florida(2/13/2025)
RR
Georgia(2/13/2025)
RR
Hawaii(2/14/2025)
RR
Idaho(2/14/2025)
RR
Illinois(2/14/2025)
RR
Indiana(2/19/2025)
RR
Iowa(2/18/2025)
RR
Kansas(2/13/2025)
RR
Kentucky(2/13/2025)
RR
Louisiana(2/13/2025)
RR
Maine(2/18/2025)
RR
Maryland(2/13/2025)
RR
Massachusetts(2/14/2025)
RR
Michigan(2/18/2025)
RR
Minnesota(2/14/2025)
RR
Mississippi(2/13/2025)
RR
Missouri(2/13/2025)
RR
Montana(2/18/2025)
RR
Nebraska(2/13/2025)
RR
Nevada(2/13/2025)
RR
New Hampshire(2/18/2025)
RR
New Jersey(2/19/2025)
RR
New Mexico(2/13/2025)
RR
New York(2/17/2025)
RR
North Carolina(2/13/2025)
RR
North Dakota(2/18/2025)
RR
Ohio(2/18/2025)
RR
Oklahoma(2/13/2025)
RR
Oregon(2/20/2025)
RR
Pennsylvania(2/14/2025)
RR
Puerto Rico(2/25/2025)
RR
Rhode Island(2/14/2025)
RR
South Carolina(2/13/2025)
RR
South Dakota(2/18/2025)
RR
Tennessee(2/13/2025)
RR
Texas(2/13/2025)
RR
Utah(2/13/2025)
RR
Vermont(2/14/2025)
RR
Virgin Islands(2/21/2025)
RR
Virginia(2/13/2025)
RR
Washington(2/20/2025)
RR
West Virginia(2/13/2025)
RR
Wisconsin(2/17/2025)
RR
Wyoming(2/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENTS DISTRIBUTOR, LLC
ING FUNDS DISTRIBUTOR, INC. | VOYA INVESTMENTS DISTRIBUTOR, LLC | PILGRIM SECURITIES, INC. | PILGRIM AMERICA SECURITIES, INC. | NEWCO DISTRIBUTORS CORPORATION | ING PILGRIM SECURITIES, INC. | ING INVESTMENTS DISTRIBUTOR, LLC | ING FUNDS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 10/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
