LJ
Laura L. Jocius
CONCORDE ASSET MANAGEMENT
Mt. Pleasant, WI 53403
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CRD#: 5377924
LJ
Professional summary
Laura Lyn Jocius, who also goes by Laura Avila, Laura Lyn Jovius, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Mt. Pleasant, Wisconsin and CONCORDE INVESTMENT SERVICES, LLC located in Maumee, Ohio.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Laura has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Avila | Laura Lyn Jovius
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TADA Wealth Advisors Inc. Investment Related, 6226 Bankers Road, Suite 1 Racine, WI 53403. Client Services Manager/Registered Assistant. Start Date 8/17/2015. 70+ hours/month during securities trading hours. Administrative duties and customer services. 2) Concorde Asset Management. Investment Related. 6226 Bankers Road, Suite 1, Racine WI 53403. Client Services Manager/Registered Assistant. Start Date 8/17/2015. 1-5 hours/month during securities trading hours. Administrative duties and customer service. 3) Foremost Financial Planning. Tax Planning. 6226 Bankers Road, Suite 1, Racine WI 53403. Client Services Manager. Start Date 803/15/2018. 1-5 hours/month during non trading hours. 40 hours during trading hours. Administrative duties and customer service 4) 1031 DST Advisor. Investment related. Start date: 08/2020. Racine, WI. Internal Sales Coordinator and Registered Assistant. 6-10 hours/month during trading hours. 5) Thornwood Financial. Investment related. Start date 02/2022. Vice President. DBA for securities and investments. Fee-based financial planning. Mt. Pleasant, WI. Full time during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Lyn Jocius's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2021 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 6226 Bankers Road Suite 1, Mt. Pleasant, WI 53403Office #2: 580 Longbow Drive #e-126, Maumee, OH 43537Office #3: 12545 Farm Hill Place, Huntley, IL 60142RIA
CRD#: 140367
Mt. Pleasant, WI
Current
August 9, 2018 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 580 Longbow Drive #e-126, Maumee, OH 43537Office #2: 12545 Farm Hill Place, Huntley, IL 60142Office #3: 6226 Bankers Road Ste. 1, Racine, WI 53403BD
CRD#: 151604
Maumee, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(3/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Company Information
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367Mt. Pleasant, WI 53403TRUST BUT VERIFY
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