Patrick J. Shea

DEALERWEB LLC

NEW YORK, NY 10167

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CRD#: 5377575

Professional summary

Patrick Joseph Shea, who also goes by Patrick J Shea, Patrick Shea, is a registered financial professional currently at DEALERWEB LLC located in New York, New York and TRADEWEB DIRECT LLC located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2008. Patrick has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick J Shea | Patrick Shea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Joseph Shea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2018 - Present

DEALERWEB LLC

Office #1: 245 Park Avenue, New York, NY 10167

CRD#: 19662

NEW YORK, NY

Current

September 21, 2018 - Present

TRADEWEB DIRECT LLC

Office #1: 245 Park Avenue Floor 30, New York, NY 10167

CRD#: 103787

NEW YORK, NY

Past

February 26, 2020 - November 13, 2024

TRADEWEB LLC

CRD#: 42759

NEW YORK, NY

Past

March 29, 2011 - March 19, 2018

ICE BONDS SECURITIES CORPORATION

CRD#: 123635

NEW YORK, NY

Past

September 9, 2010 - March 22, 2011

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

April 26, 2010 - July 21, 2010

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

NEW YORK, NY

Past

August 14, 2008 - August 14, 2008

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/18/2018)

Exams

State Security Law Exam

Series 63

Date: 11/10/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRADEWEB DIRECT LLC

BONDDESK TRADING LLC | TRADEWEB DIRECT LLC

CRD#: 103787 / SEC#: , 8-52278

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(212) 808-0004

Established

Delaware since 11/03/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BONDDESK GROUP LLC	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CAHALANE, JOHN JOSEPH	PRESIDENT	2922033
CLACK, AMY	BOARD MEMBER	4882071
FRIEDMAN, DOUGLAS L.	GENERAL COUNSEL	5121291
MCGUIRE, MICHAEL TERRENCE	CHIEF COMPLIANCE OFFICER	2267871
PITTINSKY, JONATHAN DAVID	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Joseph Shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEWEB DIRECT LLC

TRADEWEB LLC

ICE BONDS SECURITIES CORPORATION

BGC FINANCIAL, L.P.

B. RILEY WEALTH MANAGEMENT

BGC FINANCIAL, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/2010

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2008

FINRA

Current Firm

TRADEWEB DIRECT LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEWEB DIRECT LLC

TRUST BUT VERIFY

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