Jeffrey B. Allred

SMH CAPITAL ADVISORS

Fort Worth, TX 76109

CRD#: 5377160

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Professional summary

Jeffrey Brandon Allred is a registered financial advisor currently at SMH CAPITAL ADVISORS LLC located in Fort Worth, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brandon Allred's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

SMH CAPITAL ADVISORS LLC

Office #1: 4200 S. Hulen St. Suite 534, Fort Worth, TX 76109

RIA

CRD#: 108344

Fort Worth, TX

Past

August 26, 2010 - May 26, 2015

SANDERS MORRIS LLC

CRD#: 20580

FORT WORTH, TX

Past

April 12, 2010 - August 23, 2010

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMH CAPITAL ADVISORS LLC

CRD#: 108344 / SEC#: 801-54089

RIA

Registered Investment Advisory firm - (6/6/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/9/2010

General Securities Representative Examination

Current Firm

SMH CAPITAL ADVISORS LLC

CRD#: 108344 / SEC#: 801-54089

RIA

Registered Investment Advisory firm - (6/6/1997 Approved)

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Contact information

Main Address

4200 S. Hulen St. Suite 534, Fort Worth, TX 76109

Mailing Address

Phone number

(817) 569-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMHCI WRAP BROCHURE 2026 (3/19/2026)

SMHCA ADV2A BROCHURE 2026 (3/19/2026)

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 503,081,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Allred

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brandon Allred's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANDERS MORRIS LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

SMH CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/2026

Series 63

Date: 5/20/2010

SIE

Date: 5/26/2015

Series 7

Date: 4/9/2010

Current Firm

SMH CAPITAL ADVISORS LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMH CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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