Dwight K. Kay
Professional summary
Dwight Kristopher Kay is a registered financial professional currently at FNEX CAPITAL, LLC located in Torrence, California.
Dwight is registered as a RR (Registered Representative) and started their career in finance in 2007. Dwight has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dwight Kristopher Kay's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2022 - Present
FNEX CAPITAL, LLC
Office #1: 2958 Columbia St, Torrence, CA 90503July 23, 2020 - January 14, 2022
GROWTH CAPITAL SERVICES, INC.
June 12, 2017 - July 28, 2020
WEALTHFORGE SECURITIES, LLC
July 13, 2015 - June 8, 2017
COLORADO FINANCIAL SERVICE CORPORATION
October 17, 2012 - July 20, 2015
CONCORDE INVESTMENT SERVICES, LLC
November 6, 2009 - October 17, 2012
INDEPENDENT FINANCIAL GROUP, LLC
November 3, 2009 - November 9, 2009
PRIVATE ASSET GROUP, INC.
July 17, 2007 - November 2, 2009
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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