Matthew K. Slomienski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Kenneth Slomienski, who also goes by Matthew Slomienski, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2019 - September 6, 2022
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
July 30, 2013 - September 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2013 - September 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2008 - May 20, 2013
UBS FINANCIAL SERVICES INC.
September 19, 2007 - May 20, 2013
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC
CRD#: 157767 / SEC#: , 8-68860
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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