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MC

Mustaque H. Choudhury

Some features on this profile are disabled
CRD#: 5376168
MC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mustaque Haider Choudhury, who also goes by Mustaque Haider Choudhury, was a registered financial professional .

Mustaque is a previously registered financial professional and started their career in finance in 2007. Mustaque had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mustaque Haider Choudhury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ACTIVITY INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847Financial - Houston| POSITION HELD: AGENT | ADDRESS: 5718 Westheimer Rd Suite 920 Houston, TX, USA, 77057 | START DATE: 07/26/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY CAPITAL ADVISORS NY LLC | INVESTMENT RELATED: NO | DBA NAME: CAPITAL ADVISORS NY LLC | POSITION HELD: OWNER | ADDRESS: 42-16-28TH AVE, SUITE 1RA, ASTORIA, NY 11103 | START DATE: 07/26/2023 | NATURE OF ACTIVITY: INCOME TAXATION AND IMMIGRATION PAPERWORK | APPROX HRS PER MTH: 4 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: TAXATION AND IMMAGRATION 3) FINRA ARBITRATOR | POSITION: FINRA Arbitrator | NATURE: FINRA Arbitrator | INVESTMENT RELATED: No | NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 | START DATE: 10/13/2023 | ADDRESS: 121-01 153rd Street, Jamaica NY 11434, United States | DESCRIPTION: FINRA Arbitrator

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 1, 2023 - May 31, 2024

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
Astoria, NY
Past

August 1, 2023 - May 31, 2024

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
Astoria, NY
Past

May 3, 2023 - July 21, 2023

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Astoria, NY
Past

May 3, 2023 - July 21, 2023

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
Astoria, NY
Past

October 16, 2021 - January 25, 2023

EQUITY SERVICES, INC.

RIA
CRD#: 265
HAUPPAUGE, NY
Past

October 15, 2021 - January 25, 2023

EQUITY SERVICES, INC.

BD
CRD#: 265
HAUPPAUGE, NY
Past

October 2, 2019 - November 2, 2021

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

August 2, 2019 - November 2, 2021

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

August 28, 2018 - July 15, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NEW YORK, NY
Past

July 6, 2011 - June 11, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
LAKE SUCCESS, NY
Past

February 5, 2010 - June 23, 2011

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
WESTBURY, NY
Past

November 14, 2008 - February 11, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ROSLYN, NY
Past

August 1, 2007 - December 18, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/15/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/31/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/2018
General Securities Principal Examination

Current Firm

HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)
HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (8/12/2025)

Direct owners and executive officers

NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
MULLER, NIKI LEEPRINCIPAL OPERATIONS OFFICER7364066
NAGENGAST, HEATHER JILLPRESIDENT, MANAGER5300554
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
WYANT, JUSTINMANAGER8146157

Regulatory assets under management

Total Number of Accounts31,522
AUM (Assets Under Management)$ 7,753,847,039

Disclosures

Regulatory Event11
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

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