Heather Zumarraga
Professional summary
Heather Zumarraga, who also goes by Heather Ann Hughes, Heather Ann Zumarraga, is a registered financial professional currently at GLOBACAP PRIVATE MARKETS INC. located in New York, New York.
Heather is registered as a RR (Registered Representative) and started their career in finance in 2009. Heather has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Zumarraga's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2026 - Present
GLOBACAP PRIVATE MARKETS INC.
Office #1: 150 East 52nd Street Suite 6000, New York, NY 10022March 23, 2022 - February 25, 2025
VISION 4 FUND DISTRIBUTORS
January 12, 2021 - June 4, 2021
VISION 4 FUND DISTRIBUTORS
January 2, 2019 - August 3, 2020
VISION 4 FUND DISTRIBUTORS
August 22, 2017 - December 31, 2018
FIRST DOMINION CAPITAL CORP.
December 4, 2009 - August 1, 2017
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2026)
Exams
Series 7TO
Date: 10/21/2024
General Securities Representative ExaminationFINRA
Current Firm
GLOBACAP PRIVATE MARKETS INC.
CRD#: 328777 / SEC#: , 8-71181
Contact information
FINRA licenses (39 States and Territories)
Red Flags
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