Tiffanie M. Bederman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffanie Myung Ah Bederman was a registered financial professional .
Tiffanie is a previously registered financial professional and started their career in finance in 2008. Tiffanie had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - April 30, 2013
JB DRAX HONORE' INC.
April 13, 2010 - September 23, 2011
JEFFERIES LLC
September 3, 2008 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JB DRAX HONORE' INC.
CRD#: 149957 / SEC#: , 8-68205
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JB HONORE' SARL | SOLE SHAREHOLDER | |
| GLASSBERG, JONATHAN WILLIAM | DIRECTOR, SECRETARY | 5655925 |
| GOMEZ, MARK JASON | MANAGER | 2865574 |
| HALLENBORG, RALPH ADOLPH JR | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER; OPTIONS PRINCIPAL; AMLCO | 2244804 |
| OBSBAUM, FREDRIC MICHAEL | FINOP, CFO | 1160811 |
| SHEPHERD, BENN | DIRECTOR | 4030489 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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