John C. Pitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Culbreath Pitt, who also goes by John Pitt, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2008. John had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2017 - March 15, 2024
FRONTIER SOLUTIONS, LLC
August 14, 2014 - February 17, 2017
KDI CAPITAL PARTNERS, LLC
February 18, 2010 - December 13, 2012
CREDIT SUISSE SECURITIES (USA) LLC
February 17, 2010 - December 13, 2012
CREDIT SUISSE SECURITIES (USA) LLC
December 10, 2008 - February 24, 2010
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
