Donita S. Baze

DCG ADVISORY LLC

Estes Park, CO

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CRD#: 5374365

Professional summary

Donita S Baze, CFP®, who also goes by Deedee Baze, Donita Ford, is a registered financial advisor currently at DCG ADVISORY LLC located in Estes Park, Colorado.

Donita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Donita has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Author of Soul-Based Financial Planning: A Guide to Understanding Your Relationship with Money and Aligning with Your LIfe's Purpose

Question & Answer

What are your service offerings?

Inheritance

Life Transitions

Estate Planning

Investment Planning

Divorce Planning

Retirement Planning

Tax Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

Investment Advice with Ongoing...

Investment Advice without Ongo...

LGBT Couples and Families

Retirement Plan Investment Adv...

Are you a "fiduciary"?

Yes

Aliases

Deedee Baze | Donita Ford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donita S Baze's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 13, 2020 - Present

DCG ADVISORY LLC

RIA

CRD#: 310957

Estes Park, CO

Past

January 5, 2015 - August 31, 2020

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Longmont, CO

Past

January 5, 2015 - August 31, 2020

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Longmont, CO

Past

February 11, 2014 - December 22, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

STILLWATER, OK

Past

December 9, 2013 - December 22, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

STILLWATER, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/13/2020)

IAR

Texas
(9/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/2013

General Securities Representative Examination

Current Firm

DCG ADVISORY LLC

ALPHEMITA FINANCIAL SERVICES | DCG ADVISORY LLC | ALPHEMITA LLC

CRD#: 310957 / SEC#:

Colorado

Registered Investment Advisory firm - (11/13/2020 Approved)

Texas

Registered Investment Advisory firm - (9/6/2023 Conditional Restricted)

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Contact information

Main Address

Estes Park, CO

Mailing Address

Phone number

(888) 357-6624

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 5,673,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Donita S. Baze

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donita S Baze's CRS (Customer Relationship Summary).

Certified licenses

Experience

DCG ADVISORY LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 12/9/2013

Current Firm

DCG ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DCG ADVISORY LLC

TRUST BUT VERIFY

Contact information

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