Christopher Michael Noon
Professional Summary
Christopher Michael Noon is a registered financial advisor currently at AFFILIATED BANKERS CAPITAL, L.L.C. located in Austin, Texas. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
Current Firm
AFFILIATED BANKERS CAPITAL, INC. | AFFILIATED BANKERS CAPITAL, L.L.C.
Contact Information
Main Address
9901 Brodie Lane Suite 160 #340, Austin, TX 78748Mailing Address
9901 Brodie Lane Suite 160 #340, Austin, TX 78748Phone Number
(512) 479-8200Established
Texas since 09/30/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ACADIA TRUST | OWNER | — |
| 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | — |
| THE 1999 ALEXANDER AUSTIN SHESHUNOFF, JR. GENERATION SKIPPING FAMILY TRUST | OWNER | — |
| ADAMS, JOHN WAYNE | PRINCIPAL - MANAGER, HEAD OF INVESTMENT BANKING, POO | 2867107 |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, THE 1999 GEORGE BLAKE CABOT, JR. GENERATION SKIPPING FAMILY TRUST | — |
| J. P. MORGAN TRUST COMPANY OF DELWARE | TRUSTEE, 1999 ALEXANDER AUSTIN SHESHUNOFF GENERATION SKIPPING FAMILY TRUST | — |
| NOON, CHRISTOPHER MICHAEL | DIRECTOR, PRINCIPAL, CCO, FINOP | 5373985 |
| SHESHUNOFF BEKINK, GABRIELLE DE KUYPER | TRUSTEE OF THE ACADIA TRUST | 2862545 |
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
State Registrations and Notice Filings
(7/24/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2008About the Series 87 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2021About the Series 28 examSRO Registrations
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Noon's CRS (Customer Relationship Summary).
Similar Advisors
ATX PORTFOLIO ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
VOYA FINANCIAL ADVISORS, INC.
MORGAN STANLEY
