DW
Daniel B. Willey
CETERA INVESTMENT ADVISERS LLC
Skokie, IL 60077
Some features on this profile are disabled
CRD#: 5373888
DW
Professional summary
Daniel Bryan Willey, who also goes by Dan Bryan Willey, Daniel Bryan Willey, Dan Willey, Daniel Bryan Willey, Daniel Willie, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Skokie, Illinois and CETERA ADVISORS LLC located in Sandpoint, Idaho.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Bryan Willey | Daniel Bryan Willey | Dan Willey | Daniel Bryan Willey | Daniel Willie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ANDERSON, FOE, KENT, MADSEN & ASSOCIATES, LLC DBA PILLAR FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Bryan Willey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #2: 515 Pine St Ste D, Sandpoint, ID 83864Office #3: 9 Tenth St, Priest River, ID 83856Office #5: 12205 Sw Tualatin Rd. Unit 270, Tualatin, OR 97062Office #6: 1420 5th Ave Suite 3150, Seattle, WA 98101RIA
CRD#: 105644
Skokie, IL
Current
August 28, 2025 - Present
CETERA ADVISORS LLC
Office #1: 515 Pine Street, Suite D, Sandpoint, ID 83864Office #2: 9 Tenth St, Priest River, ID 83856Office #3: 5250 Old Orchard Rd Suite 300, Skokie, IL 60077Office #4: 1420 Fifth Ave, Suite 2625, Seattle, WA 98101BD
CRD#: 10299
Sandpoint, ID
Past
June 21, 2024 - August 29, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
SEATTLE, WA
Past
May 14, 2024 - August 29, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SEATTLE, WA
Past
October 15, 2020 - March 28, 2024
FISHER INVESTMENTS
RIA
CRD#: 107342
Camas, WA
Past
August 9, 2018 - October 14, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PORTLAND, OR
Past
August 8, 2018 - October 14, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PORTLAND, OR
Past
January 19, 2017 - February 5, 2018
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
LAKE OSWEGO, OR
Past
January 3, 2017 - February 5, 2018
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
LAKE OSWEGO, OR
Past
May 13, 2013 - January 4, 2017
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
Lake Oswego, OR
Past
April 22, 2011 - January 4, 2017
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Lake Oswego, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/10/2025)
RR
Florida(8/29/2025)
RR
Idaho(8/29/2025)
IAR
Idaho(8/29/2025)
RR
Illinois(8/28/2025)
IAR
Illinois(9/3/2025)
RR
Indiana(9/11/2025)
RR
Minnesota(8/29/2025)
RR
Missouri(8/29/2025)
IAR
Oregon(8/28/2025)
RR
Oregon(9/10/2025)
RR
Texas(8/29/2025)
IAR
Texas(8/29/2025)
RR
Utah(11/4/2025)
IAR
Washington(8/28/2025)
RR
Washington(9/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/17/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
