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JG

J. Brian Glaze

CETERA INVESTMENT ADVISERS LLC
GRAHAM, NC 27253
Some features on this profile are disabled
CRD#: 5373140
JG

Professional summary

J. Brian Glaze, who also goes by Joseph Brian Glaze, Brian Glaze, J. Brian Glaze, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Graham, North Carolina and CETERA WEALTH SERVICES, LLC located in Graham, North Carolina.

J. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. J. Brian has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joseph Brian Glaze | Brian Glaze | J. Brian Glaze

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE COMMITTEE TO ELECT MEREDITH EDWARDS; POSITION: Treasurer NATURE: this is a committee for a local gov't clerk of court INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/06/2017; 123 Baumen Ct, GRAHAM NC 27253, US; DESCRIPTION: Complete NC state board of election reports. 2) CITYGATE CHURCH; POSITION: Executive Board Member NATURE: executive board member to church(Religious Non-Profit Org). annual budget meeting other meetings on as needed basis; INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2016; 2761 Longpine Rd, Burlington NC 27215, US; executive board member to church, annual budget meeting. 4) BGLW LLC DBA ENVISION WEALTH PARTNERS; POSITION: Member NATURE: DBA Name for Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 12/23/2014; 845 S Main Street, Suite 200, Graham NC 27253, US; DESCRIPTION: DBA Name for Investment Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J. Brian Glaze's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 845 S. Main St Ste 200, Graham, NC 27253
RIA
CRD#: 105644
GRAHAM, NC
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 845 S Main St Suite 200, Graham, NC 27253
BD
CRD#: 13572
GRAHAM, NC
Past

September 1, 2022 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
GRAHAM, NC
Past

September 1, 2022 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
GRAHAM, NC
Past

February 23, 2015 - September 1, 2022

IFG ADVISORY, LLC

RIA
CRD#: 168012
GRAHAM, NC
Past

December 14, 2012 - February 23, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
GRAHAM, NC
Past

December 14, 2012 - September 2, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
GRAHAM, NC
Past

April 14, 2009 - December 19, 2012

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
GRAHAM, NC
Past

September 3, 2007 - December 19, 2012

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
GRAHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/5/2025)
RR
Georgia
(9/5/2025)
RR
Indiana
(9/5/2025)
RR
Maryland
(9/5/2025)
RR
North Carolina
(9/5/2025)
IAR
North Carolina
(9/5/2025)
RR
Oklahoma
(9/24/2025)
RR
South Carolina
(9/5/2025)
RR
Tennessee
(9/5/2025)
RR
Virginia
(9/5/2025)
RR
Washington
(9/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/13/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/31/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Graham, NC 27253

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