Clayton A. Hall

WINDSOR ADVISORY GROUP

Columbus, OH 43228

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CRD#: 5372281

Professional summary

Clayton A Hall, CIMA® is a registered financial advisor currently at WINDSOR ADVISORY GROUP, LLC located in Columbus, Ohio.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Clayton has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton A Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 23, 2018 - Present

WINDSOR ADVISORY GROUP, LLC

Office #1: 2130 Quarry Trails Dr 1st Floor, Columbus, OH 43228

RIA

CRD#: 122266

Columbus, OH

Past

June 6, 2014 - August 7, 2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

COLUMBUS, OH

Past

September 15, 2009 - June 26, 2014

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

June 27, 2008 - August 3, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINDSOR ADVISORY GROUP, LLC

WINDSOR ADVISORY GROUP, LLC | WINDSOR INVESTMENT ADVISERS, LLC

CRD#: 122266 / SEC#: 801-61372

RIA

Registered Investment Advisory firm - (8/8/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/26/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WINDSOR ADVISORY GROUP, LLC

WINDSOR ADVISORY GROUP, LLC | WINDSOR INVESTMENT ADVISERS, LLC

CRD#: 122266 / SEC#: 801-61372

RIA

Registered Investment Advisory firm - (8/8/2002 Approved)

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Contact information

Main Address

2130 Quarry Trails Dr 1st Floor, Columbus, OH 43228

Mailing Address

Phone number

(614) 545-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WINDSOR ADVISORY ADV PART 2A AA 3.27.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,558
AUM (Assets Under Management)	$ 2,582,151,903

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2024	Cover Page	Report
01/25/2024	Cover Page	Report
10/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clayton A. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton A Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

GOLDMAN SACHS & CO. LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

WINDSOR ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2008

Series 63

Date: 7/16/2008

SIE

Date: 8/7/2018

Series 7

Date: 10/9/2009

Series 6

Date: 6/26/2008

Current Firm

WINDSOR ADVISORY GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WINDSOR ADVISORY GROUP, LLC

TRUST BUT VERIFY

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