Timothy C. Smith

ICE BONDS SECURITIES

NEW YORK, NY 10105

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CRD#: 5371621

Professional summary

Timothy Charles Smith, who also goes by Tim Smith, is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2007. Timothy has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Charles Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105

CRD#: 123635

NEW YORK, NY

Past

July 25, 2016 - January 5, 2018

VIRTU AMERICAS LLC

CRD#: 149823

New York, NY

Past

June 11, 2015 - July 26, 2016

BONDS.COM LLC

CRD#: 43875

NEW YORK, NY

Past

October 19, 2010 - June 2, 2015

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

October 21, 2009 - October 8, 2010

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

August 25, 2008 - July 27, 2009

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

JERSEY CITY, NJ

Past

January 11, 2008 - October 9, 2008

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

NEW YORK, NY

Past

July 20, 2007 - January 15, 2008

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(3/15/2022)

Louisiana
(3/15/2022)

New York
(1/2/2018)

Ohio
(3/15/2022)

Virginia
(3/15/2022)

Exams

State Security Law Exam

Series 63

Date: 7/29/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/9/2016

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ICE BONDS SECURITIES CORPORATION

CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: , 8-65601

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 8th Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 7th Floor, New York, NY 10105

Phone number

(646) 237-4328

Established

Delaware since 04/18/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREDITTRADE INC.	SHAREHOLDER
BORSTELMANN, PETER L	PRESIDENT/DIRECTOR	4825965
EILEN, JEFFREY PHILIP	CHIEF COMPLIANCE OFFICER	6149705
FICARRA, THOMAS JOSEPH	DIRECTOR	5502295
LANSING, RYAN WILLIAM	DIRECTOR	5408916
MCKISSICK, JOHN JOSEPH	PRINCIPAL OPERATIONS OFFICER	4939416
THOMASSON, SEAN JOSEPH	FINANCIAL PRINCIPAL	5124423

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy C. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Charles Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTU AMERICAS LLC

BONDS.COM LLC

BGC FINANCIAL, L.P.

TULLETT PREBON FINANCIAL SERVICES LLC

TULLETT PREBON FINANCIAL SERVICES LLC

TULLETT LIBERTY BROKERAGE INC.

TULLETT PREBON FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/2010

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2007

Series 53

Date: 12/9/2016

FINRA

Current Firm

ICE BONDS SECURITIES CORPORATION

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ICE BONDS SECURITIES CORPORATION

TRUST BUT VERIFY

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