Taylor R. Schulte
DEFINE FINANCIAL
SAN DIEGO, CA 92130
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CRD#: 5371615
Professional summary
Taylor Robert Schulte, CFP® is a registered financial advisor currently at DEFINE FINANCIAL, LLC located in San Diego, California.
Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Taylor has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Biography
I’m a proud graduate of the Eller College of Business at the University of Arizona and the Executive Financial Planner program at San Diego State University. In addition, I hold the CERTIFIED FINANCIAL PLANNER™ designation – exemplifying my commitment to the highest standards of integrity and professionalism in the industry.
When I’m not perfecting financial plans, you can find me traveling with my wife and two sons, searching for the next best carne asada burrito, or trying to master Adam Scott’s golf swing.
Question & Answer
What are your service offerings?
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Investment Planning
Do you have an area of expertise or specialization?
Baby Boomers
High Net Worth Client Needs
Insurance Related Issues
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wealthtender, Inc. not investment-related 1900 West Gray, Suite 132015, Houston, TX 77019 personal finance content publication platform Shareholder 1/1/2024 5 hours per month 0 hours during trading Passive shareholder providing thought leadership, content, and support. Schulte Ventures, LLC not investment-related 12526 High Bluff Dr, Suite 238, San Diego, CA 92130 Online educational content (e.g., blog, podcast, courses, virtual events, webinars) through Stay Wealthy and TaylorSchulte.com and consulting through dba TS Consulting Owner 8/11/2020 15 hours per month, 0 hours during trading hours Creator, Author, Consultant
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Robert Schulte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 2, 2017 - Present
DEFINE FINANCIAL, LLC
Office #1: 12526 High Bluff Drive Suite 270, San Diego, CA 92130RIA
CRD#: 286648
SAN DIEGO, CA
Past
June 25, 2014 - August 18, 2017
ADVANCED PRACTICE ADVISORS, LLC
RIA
CRD#: 154084
SAN DIEGO, CA
Past
May 1, 2012 - June 24, 2014
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
SAN DIEGO, CA
Past
April 30, 2012 - June 26, 2014
BEVERLY HILLS WEALTH MANAGEMENT, LLC
RIA
CRD#: 152031
BEVERLY HILLS, CA
Past
June 1, 2009 - May 2, 2012
MORGAN STANLEY
RIA
CRD#: 149777
SAN DIEGO, CA
Past
June 1, 2009 - May 2, 2012
MORGAN STANLEY
BD
CRD#: 149777
SAN DIEGO, CA
Past
October 4, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SAN DIEGO, CA
Past
August 29, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DEFINE FINANCIAL, LLC
DEFINE FINANCIAL, LLC
CRD#: 286648 / SEC#: 801-122024
RIA
Registered Investment Advisory firm - (8/6/2021 Approved)California
Registered Investment Advisory firm - (9/15/2021 Terminated)Texas
Registered Investment Advisory firm - (8/16/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/2/2017)
IAR
Texas(4/28/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DEFINE FINANCIAL, LLC
DEFINE FINANCIAL, LLC
CRD#: 286648 / SEC#: 801-122024
RIA
Registered Investment Advisory firm - (8/6/2021 Approved)California
Registered Investment Advisory firm - (9/15/2021 Terminated)Texas
Registered Investment Advisory firm - (8/16/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12526 High Bluff Drive Suite 270, San Diego, CA 92130
Mailing Address
Phone number
(858) 345-1197
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 275,820,518 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
