Desiree Millan
Professional summary
Desiree Millan, who also goes by Desiree Millan Adames, Desiree Millan-adames, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Desiree is registered as a RR (Registered Representative) and started their career in finance in 2017. Desiree has worked at 11 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Desiree Millan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2026 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad St Fl 15, Newark, NJ 07102September 17, 2019 - April 29, 2020
SUNRISE BROKERS LLC
September 17, 2019 - April 29, 2020
MINT BROKERS
September 17, 2019 - April 29, 2020
GFI SECURITIES LLC
September 17, 2019 - April 29, 2020
FMX EXECUTION, LLC
September 17, 2019 - April 29, 2020
CFWP SECURITIES, LLC
September 17, 2019 - April 29, 2020
CF SECURED, LLC
September 17, 2019 - April 29, 2020
CASTLEOAK SECURITIES, LP
September 17, 2019 - April 29, 2020
BGC FINANCIAL, L.P.
September 17, 2019 - April 29, 2020
AQUA SECURITIES L.P.
September 16, 2019 - April 29, 2020
CANTOR FITZGERALD & CO.
November 13, 2017 - January 30, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/8/2026
Operations Professional ExaminationFINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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