Michael J. Falco

FALCO WEALTH PLANNING

Paoli, PA 19301

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CRD#: 5371439

Professional summary

Michael John Falco JR, who also goes by Michael John Falco, is a registered financial advisor currently at FALCO WEALTH PLANNING located in Paoli, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael John Falco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Falco JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2023 - Present

FALCO WEALTH PLANNING

Office #1: 1500 E. Lancaster Ave. Suite 100, Paoli, PA 19301

RIA

CRD#: 327977

Paoli, PA

Past

October 17, 2022 - February 3, 2023

SAX WEALTH ADVISORS, LLC

RIA

CRD#: 119193

PARSIPPANY, NJ

Past

July 19, 2016 - August 31, 2022

DFA SECURITIES LLC

CRD#: 10292

CHARLOTTE, NC

Past

February 19, 2015 - June 28, 2016

NATIONWIDE FUND DISTRIBUTORS LLC

CRD#: 25910

COLUMBUS, OH

Past

November 12, 2013 - February 23, 2015

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

KING OF PRUSSIA, PA

Past

December 3, 2012 - September 23, 2013

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

RADNOR, PA

Past

May 2, 2011 - December 3, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

RADNOR, PA

Past

September 10, 2007 - October 6, 2009

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

WAYNE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/25/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FALCO WEALTH PLANNING

FALCO WEALTH MANAGEMENT | FALCO WEALTH PLANNING, LLC | FALCO WEALTH PLANNING

CRD#: 327977 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/30/2023 Approved)

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Contact information

Main Address

1500 E. Lancaster Ave. Suite 100, Paoli, PA 19301

Mailing Address

Phone number

(610) 640-5822

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 33,551,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Falco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Falco JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAX WEALTH ADVISORS, LLC

DFA SECURITIES LLC

NATIONWIDE FUND DISTRIBUTORS LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

HARTFORD FUNDS DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2016

Series 6

Date: 9/7/2007

Current Firm

FALCO WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FALCO WEALTH PLANNING

TRUST BUT VERIFY

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