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Brian J. Oliveira

CLEAR STREET LLC
New York, NY 10007
Some features on this profile are disabled
CRD#: 5371120
BO

Professional summary

Brian Jorge Oliveira, who also goes by Brian Jorge Oliveira, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York and CS ENHANCED LENDING LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Jorge Oliveira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Jorge Oliveira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2023 - Present

CLEAR STREET LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
BD
CRD#: 288933
New York, NY
Current

February 27, 2025 - Present

CS ENHANCED LENDING LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
BD
CRD#: 331620
NEW YORK, NY
Past

June 14, 2016 - December 19, 2018

WEDBUSH SECURITIES INC.

BD
CRD#: 877
JERSEY CITY, NJ
Past

April 8, 2016 - April 28, 2023

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

BD
CRD#: 104369
Morristown, NJ
Past

July 2, 2012 - April 1, 2016

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

January 1, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/31/2014
Financial and Operations Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CE
CS ENHANCED LENDING LLC
CS ENHANCED LENDING LLC

CRD#: 331620 / SEC#: , 8-71254

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street, New York, NY, 10007
Phone number
(516) 204-2347
Established
Delaware since 05/07/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS LLCDIRECT OWNER
HAMMERICH, DALF PAULPRINCIPAL OPERATIONS OFFICER4710381
MOCCIA, CHRISTY NOELCCO4855629
OLIVEIRA, BRIANFINOP / PFO5371120
VOLZ, ANDREWCEO/COO4808674

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CS ENHANCED LENDING LLC

CRD#: 331620New York, NY 10007

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