Michael P. Walsh

CATALYST CAPITAL ADVISORS LLC

New York, NY 10017

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CRD#: 5371100

Professional summary

Michael P Walsh, who also goes by Michael Patrick Walsh, Mike Patrick Walsh, is a registered financial advisor currently at CATALYST CAPITAL ADVISORS LLC located in New York, New York and ALT FUND DISTRIBUTORS LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Patrick Walsh | Mike Patrick Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2024 - Present

CATALYST CAPITAL ADVISORS LLC

Office #1: 140 E 45th Street, Ste 15b, New York, NY 10017

RIA

CRD#: 139895

New York, NY

Current

October 3, 2022 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

CRD#: 146547

New York, NY

Past

January 13, 2022 - May 2, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MERRIMACK, NH

Past

December 27, 2021 - April 26, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

March 12, 2015 - April 12, 2021

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

January 30, 2015 - April 12, 2021

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

October 1, 2013 - March 27, 2014

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

SEA BRIGHT, NJ

Past

September 5, 2013 - March 26, 2014

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

October 1, 2007 - August 9, 2013

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

July 26, 2007 - August 9, 2013

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALYST CAPITAL ADVISORS LLC

CRD#: 139895 / SEC#: 801-66886

RIA

Registered Investment Advisory firm - (6/9/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/3/2022)

IAR

New York
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CATALYST CAPITAL ADVISORS LLC

CRD#: 139895 / SEC#: 801-66886

RIA

Registered Investment Advisory firm - (6/9/2006 Approved)

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Contact information

Main Address

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912

Mailing Address

Phone number

(646) 757-8387

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 10,130,157,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALT FUND DISTRIBUTORS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

WBI INVESTMENTS, LLC

QUASAR DISTRIBUTORS, LLC

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

Primary Firm SEC Registration

CATALYST CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2007

FINRA

Current Firm

CATALYST CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

CATALYST CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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