ZM
Zachary H. Morgan
TRUIST ADVISORY SERVICES
GREENSBORO, NC 27410
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CRD#: 5369749
ZM
Professional summary
Zachary Harrison Morgan, who also goes by Zachary H Morgan, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greensboro, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Greensboro, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Zachary has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zachary H Morgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORPORATION OF GUARDIANSHIP POSITION: Board Member NATURE: The nonprofit provides fiduciary services coupled with care management to vulnerable persons. They serve older adults and individuals with disabilities. They offer personalized and compassionate services that safeguard their clients right to choose, dignity, respect, and self-determination. The services include Guardianship, Trustee of Special Needs Trust, Power of Attorney, Representative Payee, and Proxy/Successor for family members who are currently service in these roles. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2023 ADDRESS: Greensboro NC, United States DESCRIPTION: Provide advice and time support when needed. Board meets every two months. Currently the company is working on long-term planning due to the need of the surrounding area.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Harrison Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3318 W Friendly Ave Fl 1, Greensboro, NC 27410RIA
CRD#: 283390
GREENSBORO, NC
Current
October 4, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3318 W Friendly Ave Fl 1, Greensboro, NC 27410Office #2: 8002 Marketplace Dr, Oak Ridge, NC 27310Office #3: 609 S Main St, Reidsville, NC 27320Office #4: 1109 Highway St, Madison, NC 27025Office #5: 680 S Van Buren Rd, Eden, NC 27288BD
CRD#: 17499
Greensboro, NC
Past
July 22, 2021 - September 28, 2022
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
GREENSBORO, NC
Past
July 22, 2021 - September 28, 2022
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
GREENSBORO, NC
Past
March 2, 2021 - June 28, 2021
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
ATLANTA, GA
Past
February 17, 2021 - June 28, 2021
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CHARLOTTE, NC
Past
January 2, 2018 - March 2, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
May 13, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
CHARLOTTE, NC
Past
January 10, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Past
July 30, 2007 - November 1, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2023)
RR
California(1/27/2025)
RR
Colorado(5/9/2024)
RR
Florida(10/19/2022)
RR
Georgia(10/19/2022)
RR
Iowa(12/12/2023)
RR
Kentucky(10/19/2022)
RR
Maryland(11/30/2023)
RR
Mississippi(9/18/2024)
RR
Missouri(9/18/2024)
RR
New York(11/30/2023)
IAR
North Carolina(10/4/2022)
RR
North Carolina(10/5/2022)
RR
Ohio(11/30/2023)
RR
Oregon(9/26/2024)
RR
South Carolina(10/19/2022)
RR
Tennessee(10/19/2022)
RR
Virginia(11/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Greensboro, NC 27410TRUST BUT VERIFY
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