Louis J. Douglass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Joseph Douglass IV, who also goes by Louis Jay Douglas, Louis Jay Douglass, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2007. Louis had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2018 - November 5, 2025
WYNDEN CAPITAL MANAGEMENT, LLC
April 24, 2013 - December 31, 2017
WYNDEN CAPITAL MANAGEMENT, LLC
July 13, 2007 - May 1, 2013
LJD PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WYNDEN CAPITAL MANAGEMENT, LLC
CRD#: 149866 / SEC#: 801-70046
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 5,785,938 |
Red Flags
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