John M. Cheung
KESTRA ADVISORY SERVICES
Danville, CA 94526
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CRD#: 5369483
Professional summary
John Matthieu Cheung JR, CFP®, who also goes by John Matthieu Cheung Jr, John Cheung, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Danville, California and KESTRA INVESTMENT SERVICES, LLC located in Danville, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Matthieu Cheung Jr | John Cheung
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Nam: JD STRATEGIC FINANCIAL SERVICES, LLC DBA OCULUS INSURANCE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/19/2022 ADDRESS: 775 Baywood Dr Suite 111, Petaluma CA 94954 DESCRIPTION: Selling life insurance and life insurance products outside the scope of securities and insurance: supporting insurance planning JD FINANCIAL STRATEGIC SERVICES LLC, DBA OCULUS FI POSITION: Financial Planner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 09/09/2021 ADDRESS: 765 Baywood Dr. Suite 336, Petaluma CA 94954, United States DESCRIPTION: Provide advice to holistic planning KESTRA ADVISORY SERVICES LLC POSITION: Senior Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 105 START DATE: 09/09/2021 ADDRESS: 5707 Southwest Parkway Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Meet with clients, assess client needs, provide advice on investments, and financial Planning. Business Name: 55107 VIA VICENZA POSITION: Spouse owns the property NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2024 ADDRESS: 55107 Via Vicenza, San RAmon CA 94583, United States DESCRIPTION: Pay mortgage and property taxes. Day to day management is handled by wife and property manager.
CRS (Client Relationship Summary) - RIA
Click below to view John Matthieu Cheung JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 5, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 318 Diablo Rd Ste # 270, Danville, CA 94526RIA
CRD#: 283330
Danville, CA
Current
August 5, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 318 Diablo Rd Suite 150, Danville, CA 94526BD
CRD#: 42046
Danville, CA
Past
July 16, 2008 - August 11, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN FRANCISCO, CA
Past
July 16, 2008 - August 11, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN FRANCISCO, CA
Past
September 21, 2007 - July 29, 2008
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN FRANCISCO, CA
Past
August 16, 2007 - July 29, 2008
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/5/2022)
IAR
California(8/5/2022)
RR
Massachusetts(8/5/2022)
RR
Nevada(10/3/2023)
RR
New York(8/5/2022)
RR
Wisconsin(8/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Danville, CA 94526TRUST BUT VERIFY
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