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KB

Kenneth R. Boyar

PALICO LLC
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 5368459
KB

Professional summary

Kenneth Robert Boyar is a registered financial professional currently at PALICO LLC located in New York, New York.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2007. Kenneth has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Robert Boyar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2024 - Present

PALICO LLC

Office #1: 126 E. 56th Street Suite 1200, New York, NY 10022
BD
CRD#: 15960
NEW YORK, NY
Past

December 6, 2017 - January 30, 2025

TRIAGO

BD
CRD#: 143529
NEW YORK, NY
Past

January 28, 2014 - September 19, 2024

PALICO LLC

BD
CRD#: 15960
NEW YORK, NY
Past

July 24, 2007 - March 9, 2022

FREDERICKS MICHAEL SECURITIES, INC.

BD
CRD#: 46725
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 9/21/2007
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/13/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PL
PALICO LLC
G. A. MICHELE | PALICO LLC | OXBRIDGE, LLC | OXBRIDGE PARTNERS, L.P. | OXBRIDGE INCORPORATED | G. A. MICHELE, INC.

CRD#: 15960 / SEC#: , 8-32983

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
126 E. 56th Street Suite 1200, New York, NY 10022
Mailing Address
126 E 56th Street Suite 1200, New York, NY 10022
Phone number
(212) 593-4994
Established
New York since 12/22/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PALICO SAS100% OWNER
BOYAR, KENNETH ROBERTFINOP5368459
STANTON, KIMBERLY MARIECHIEF COMPLIANCE OFFICER6574919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALICO LLC

CRD#: 15960New York, NY 10022

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