Andrew J. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Jeffrey Peters was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2007. Andrew had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2011 - April 29, 2023
DEMATTEO RESEARCH LLC
July 25, 2011 - September 7, 2011
COWEN SECURITIES LLC
May 5, 2009 - November 23, 2009
PCS DUNBAR SECURITIES, LLC
March 19, 2008 - December 31, 2008
PCS SECURITIES, INC.
June 27, 2007 - July 17, 2007
COMMERCE ONE FINANCIAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DEMATTEO RESEARCH LLC
CRD#: 43741 / SEC#: , 8-50395
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
