RB
Rw Barnes
KESTRA ADVISORY SERVICES
Port Jefferson, NY 11777
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CRD#: 5366874
RB
Professional summary
Rw Barnes JR, who also goes by Richard W. Barnes, Richard Willdon Barnes Jr, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Rw is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Rw has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard W. Barnes | Richard Willdon Barnes Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Coastline Wealth Management Investment Related: Yes Address: 3632 Land O Lakes Blvd. Ste 105-14 Land O Lakes FL 34639 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 2/26/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Adviser. Financial Positioning, Risk Management, Retirement Planning, Investment Planning, Tax Planning, Estate PlanningBusiness Name: Kestra Advisory Services, LLcC Investment Related: Yes Address: 5707 Southwest Pkwy Bldg. 2 Ste. 400 Austin, TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 12/5/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Managing investment accounts for Clients Sometimes acting with discretion. Business Name: RICHARD W BARNES JR WEALTH MANAGEMENT INC POSITION: President/CEO NATURE: For tax reporting purposes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 1303 Main St, Port Jefferson NY 11777, United States DESCRIPTION: S-corp established for tax reporting purposes. Accounting of Business income and expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Rw Barnes JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777RIA
CRD#: 283330
Port Jefferson, NY
Current
March 2, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777BD
CRD#: 42046
Port Jefferson, NY
Past
January 26, 2018 - February 23, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
TAMPA, FL
Past
March 25, 2017 - February 23, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
TAMPA, FL
Past
October 27, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2020)
RR
California(7/5/2022)
RR
Connecticut(9/19/2019)
RR
Florida(3/2/2018)
IAR
Florida(3/19/2018)
RR
Georgia(1/24/2020)
RR
Indiana(1/2/2019)
RR
Maine(1/2/2024)
RR
Maryland(7/9/2018)
RR
Massachusetts(5/7/2018)
RR
Nevada(7/9/2018)
RR
New Hampshire(3/5/2020)
RR
New Jersey(5/7/2018)
RR
New York(3/2/2018)
IAR
New York(6/7/2021)
RR
North Carolina(5/11/2018)
RR
Pennsylvania(5/7/2018)
RR
South Carolina(5/7/2018)
RR
Virginia(4/13/2018)
RR
Washington(8/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11777TRUST BUT VERIFY
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