Dae Jin Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dae Jin Chang, who also goes by Dae Jin Chang, was a registered financial professional .
Dae Jin is a previously registered financial professional and started their career in finance in 2014. Dae Jin had worked at 2 firms and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2015 - September 13, 2016
ARXIS SECURITIES LLC
November 20, 2014 - April 13, 2015
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ARXIS SECURITIES LLC
CRD#: 172506 / SEC#: , 8-69509
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
