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Gerard Thomas Mayerhofer

CRD# 1354612·Registered 1988 - 2026
Previously Registered: Being a previously registered professional could mean that Gerard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gerard Thomas Mayerhofer, who also goes by Gerard T Mayerhofer, Gerard Mayerhofer, was a registered financial advisor. Gerard was a previously registered financial professional and started their career in finance 1988 - 2026. Gerard had worked at 11 firms and has passed the SIE, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerard T Mayerhofer, Gerard Mayerhofer

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892
BD
New York, NY
November 23, 2024 - August 4, 2026
SUMMIT SECURITIES GROUP LLC·CRD# 159283
BD
New York, NY
September 30, 2022 - November 9, 2023
SEA OTTER SECURITIES GROUP LLC·CRD# 171630
BD
New York, NY
January 3, 2018 - June 24, 2021
ARXIS SECURITIES LLC·CRD# 172506
BD
New York, NY
April 6, 2016 - August 21, 2017
JANE STREET TRADING, LLC·CRD# 103790
BD
New York, NY
November 19, 2008 - January 21, 2010
JANE STREET CAPITAL, LLC·CRD# 103782
BD
New York, NY
November 19, 2008 - April 1, 2016
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 5, 2006 - September 7, 2007
SIG INDEX SPECIALISTS, LLC·CRD# 120014
BD
New York, NY
April 15, 2002 - January 6, 2006
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
July 15, 1994 - June 8, 2006
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
June 4, 1993 - October 29, 2004
SIG SPECIALISTS, INC.·CRD# 21831
BD
July 22, 1988 - April 19, 1989

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Current Firm

BC
BLUEFIN CAPITAL MANAGEMENT, LLC

BLUEFIN CAPITAL MANAGEMENT, LLC | BLUEFIN TRADING, LLC

CRD#: 113892 / SEC#: 8-53382
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

41 Madison Avenue 36th Floor, New York, NY 10010

Mailing Address

41 Madison Avenue 36th Floor, New York, NY 10010

Phone Number

(212) 457-9150

Established

New York since 05/07/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEFIN HOLDINGS II, L.P.SOLE MEMBER—
CHAN, BERTRAND KERWINMANAGER2838159
DUQUETTE, ARTHUR JAMESMANAGER3158046
KOLE, MICHAEL HOWARDCFO/ FINOP4854378
KRAMER, SCOTT MATTHEWMANAGER4422410
MCGUIGAN, CHRISTOPHER JAMESCHIEF COMPLIANCE OFFICER—
ZAVILEVICH, GENNADYMANAGER4071735

Disclosures

Regulatory Event

18

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Feb 2026About the SIE exam

Series 24 — General Securities Principal Examination

Passed May 2026About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1993About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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