Pankil V. Parikh

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CRD#: 5366472

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pankil Vibhakar Parikh, who also goes by Pankil V Parikh, Pankil VIbhakar Parikh, was a registered financial professional .

Pankil is a previously registered financial professional and started their career in finance in 2009. Pankil had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pankil V Parikh | Pankil Vibhakar Parikh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 2, 2019 - December 16, 2022

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA

CRD#: 107105

Atlanta, GA

Past

September 19, 2019 - December 16, 2022

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

Atlanta, GA

Past

May 3, 2017 - June 26, 2019

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

NEW YORK, NY

Past

January 5, 2017 - June 26, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 23, 2014 - September 13, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

October 23, 2014 - September 13, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

August 13, 2013 - October 23, 2014

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

March 1, 2013 - October 23, 2014

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

April 29, 2011 - October 18, 2011

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

July 14, 2009 - April 29, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

April 30, 2009 - April 29, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKROCK FINANCIAL MANAGEMENT, INC

CRD#: 107105 / SEC#: 801-48433

RIA

Registered Investment Advisory firm - (2/28/1995 Approved)

Oklahoma

Registered Investment Advisory firm - (3/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2009

General Securities Representative Examination

Current Firm

BLACKROCK FINANCIAL MANAGEMENT, INC

CRD#: 107105 / SEC#: 801-48433

RIA

Registered Investment Advisory firm - (2/28/1995 Approved)

Oklahoma

Registered Investment Advisory firm - (3/31/2006 Terminated)

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Contact information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

Phone number

(212) 810-5300

Established

Firm type

Fiscal year end

# of Employees

7,410

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACKROCK FINANCIAL MANAGEMENT, INC. - BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	2,269
AUM (Assets Under Management)	$ 1,327,868,750,254

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
10/24/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pankil V. Parikh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BLACKROCK FINANCIAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2013

Series 63

Date: 5/21/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/29/2009

Current Firm

BLACKROCK FINANCIAL MANAGEMENT, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLACKROCK FINANCIAL MANAGEMENT, INC

TRUST BUT VERIFY

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