JS
John T. Stone
CALVERT WEALTH MANAGEMENT
Dunkirk, MD 20754
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CRD#: 5365268
JS
Professional summary
John Thomas Stone JR., AIF®, who also goes by John Stone, is a registered financial advisor currently at CALVERT WEALTH MANAGEMENT, INC. located in Dunkirk, Maryland and APW CAPITAL, INC. located in Dunkirk, Maryland.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CALVERT COUNTY CHAMBER OF COMMERCE, 120 DARES BEACH ROAD PO BOX 9 PRINCE FREDERICK MD. NETWORKING, NON-PROFIT / NO COMPENSATION. 2) CALVERT WEALTH MGMT., DUNKIRK, MD, RIA, FINANCIAL ADVISOR, 100% TIME SPENT, DUTIES: FINANCIAL ADVISOR, PORTFOLIO MGR., COMPENSATED: SALARY. 3) APW Capital Inc., doing business in DUNKIRK, MD, INVESTMENT RELATED, SECURITIES BROKER-DEALER, REGISTERED REPRESENTATIVE, START: 01/14/2011; 20 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 4) INSURANCE AGENT; DUNKIRK, MD, NOT INVESTMENT RELATED, LICENSED INSURANCE AGENT (LIFE, VARIABLE LIFE & VARIABLE ANNUITY PRODUCTS); APPROX 1 HOURS/MONTH DEVOTED TO THIS OTHER BUSINESS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Stone JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 8, 2011 - Present
CALVERT WEALTH MANAGEMENT, INC.
Office #1: 3175 West Ward Road Suite 120, Dunkirk, MD 20754RIA
CRD#: 115639
Dunkirk, MD
Current
January 14, 2011 - Present
APW CAPITAL, INC.
Office #1: 3175 West Ward Road #120, Dunkirk, MD 20754BD
CRD#: 43814
Dunkirk, MD
Past
May 17, 2010 - November 9, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
HUNTINGTOWN, MD
Past
January 23, 2009 - November 9, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
HUNTINGTOWN, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CALVERT WEALTH MANAGEMENT, INC.
CALVERT FINANCIAL ADVISORY, INC. | CALVERT WEALTH MANAGEMENT, INC.
CRD#: 115639 / SEC#: 801-118382
RIA
Registered Investment Advisory firm - (4/7/2020 Approved)Arizona
Registered Investment Advisory firm - (4/9/2020 Terminated)Delaware
Registered Investment Advisory firm - (4/9/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (4/9/2020 Terminated)Florida
Registered Investment Advisory firm - (4/9/2020 Terminated)Maryland
Registered Investment Advisory firm - (4/13/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/14/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/9/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/9/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2019)
RR
Delaware(1/4/2019)
RR
District of Columbia(1/4/2019)
RR
Florida(1/4/2019)
RR
Georgia(6/3/2019)
RR
Maryland(1/14/2011)
IAR
Maryland(3/8/2011)
RR
North Carolina(1/4/2019)
RR
Pennsylvania(1/4/2019)
IAR
Texas(12/19/2024)
RR
Virginia(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CALVERT WEALTH MANAGEMENT, INC.
CALVERT FINANCIAL ADVISORY, INC. | CALVERT WEALTH MANAGEMENT, INC.
CRD#: 115639 / SEC#: 801-118382
RIA
Registered Investment Advisory firm - (4/7/2020 Approved)Arizona
Registered Investment Advisory firm - (4/9/2020 Terminated)Delaware
Registered Investment Advisory firm - (4/9/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (4/9/2020 Terminated)Florida
Registered Investment Advisory firm - (4/9/2020 Terminated)Maryland
Registered Investment Advisory firm - (4/13/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/14/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/9/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/9/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3175 West Ward Road Suite 120, Dunkirk, MD 20754
Mailing Address
Phone number
(301) 812-1550
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 167,541,147 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
