Matthew R. Walters
Professional summary
Matthew Raymond Walters, who also goes by Matthew Walters, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Raymond Walters's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2024 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001April 29, 2021 - May 29, 2023
MARKETAXESS CORPORATION
December 3, 2014 - April 5, 2021
LIQUIDNET, INC.
December 6, 2012 - November 28, 2014
THE BENCHMARK COMPANY, LLC
March 13, 2009 - December 7, 2012
J.P. MORGAN CLEARING CORP.
May 23, 2008 - February 24, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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