Justin R. Ladden

NAVIGATE 401K

Birmingham, AL 35209

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CRD#: 5364628

Professional summary

Justin Ross Ladden, AIF® is a registered financial advisor currently at NAVIGATE 401K, LLC located in Birmingham, Alabama.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Justin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Representative (Non-Variable Insurance) Name: Justin Ladden Business is not investment-related Address: 3257 Cahaba Heights Road, Vestavia, AL 35243 Nature of Business: Insurance Products (Non-Variable Insurance) Position: Life Insurance Agent Start Date: 05/2007 Approximate Number of Hours/Month Devoted to This Business: 3 hours (1 hour/month during securities trading hours) Duties: Licensed insurance agent, who on occasion, offers these products to certain clients when appropriate. These insurance products do not include variable life insurance or variable annuity products, but can include traditional life insurance, fixed annuity, and income annuity products. NAVIGATE 401K, LLC, INVESTMENT-RELATED; BIRMINGHAM, AL; MANAGING PARTNER; START DATE 5/2024; APPROX 120 HRS/MO DURING TRADING HOURS; PROVIDING INVESTMENT ADVISORY SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Ross Ladden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 30, 2024 - Present

NAVIGATE 401K, LLC

Office #1: One Independence Plaza Suite 816, Birmingham, AL 35209

RIA

CRD#: 309466

Birmingham, AL

Past

October 11, 2017 - July 30, 2024

KREATIV RETIREMENT PLAN SOLUTIONS

RIA

CRD#: 289867

BIRMINGHAM, AL

Past

February 23, 2015 - September 4, 2017

BCR WEALTH STRATEGIES

RIA

CRD#: 119670

VESTAVIA, AL

Past

June 18, 2013 - January 14, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BIRMINGHAM, AL

Past

October 13, 2008 - January 14, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATE 401K, LLC

CRD#: 309466 / SEC#: 801-119101

RIA

Registered Investment Advisory firm - (7/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/11/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NAVIGATE 401K, LLC

CRD#: 309466 / SEC#: 801-119101

RIA

Registered Investment Advisory firm - (7/21/2020 Approved)

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Contact information

Main Address

One Independence Plaza Suite 816, Birmingham, AL 35209

Mailing Address

Phone number

(205) 224-9502

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

N401K ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 258,930,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin R. Ladden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Ross Ladden's CRS (Customer Relationship Summary).

Certified licenses

Experience

KREATIV RETIREMENT PLAN SOLUTIONS

BCR WEALTH STRATEGIES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

NAVIGATE 401K, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2013

Series 63

Date: 8/14/2008

SIE

Date: 1/14/2015

Series 6

Date: 10/11/2008

Current Firm

NAVIGATE 401K, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIGATE 401K, LLC

TRUST BUT VERIFY

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