SA
Shikaorsor M. Ademu-john
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CRD#: 5364612
SA
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shikaorsor M Ademu-john, who also goes by Shika Michael Ademu-john, Shikaorsor M Ademu-john Sr., Shikaorsor M Ademu-john, Shikaorsor Michael Ademu-john Jr., Shikaorsor Michael Ademu-john Sr, Shikaorsor Michael Ademu-john, was a registered financial professional .
Shikaorsor is a previously registered financial professional and started their career in finance in 2007. Shikaorsor had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Shika Michael Ademu-John | Shikaorsor M Ademu-John Sr. | Shikaorsor M Ademu-John | Shikaorsor Michael Ademu-John Jr. | Shikaorsor Michael Ademu-John Sr | Shikaorsor Michael Ademu-John
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LEADERS ARE BORN POSITION: CFO NATURE: The company was founded in 2012. The mission is to empower youth and limited income communities with the essential access, tools, knowledge and mindset to become career focused leaders capable of positively impacting their community. Starting with local collegiate corporate learning partnerships, Leaders Are Born has expanded to a national reach, extending students creditworthy internships while providing educational experiences to K-12 students in their local community. With passion based learning our core pedagogy each student is paired with a working professional passionate about their industry and eager to share their experience. We also provide programs such as financial literacy, Technology and web development. Where we teach the students how to interact within these specific areas. And provide them with information and knowledge from experienced professionals within these ranges.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 08/28/2023 ADDRESS: 626 RexCorp Plaza, Uniondale NY 11554, United States DESCRIPTION: My role in the company is to manage the company's finances, including management of financial risk, record keeping and financial reporting. (2) ORIK WORLD LLC POSITION: I will be working alongside my family members to assist in looking to provide aid to these countries. NATURE: This is an environmental consultant company looking to provide environmental aid and education to countries in need of assistance. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 10/23/2023 ADDRESS: 2810 N Church St, #156107, Wilmington DE 19802, United States DESCRIPTION: This is an environmental consultant company looking to provide environmental aid and education to countries in need of assistance. This includes things such as providing aid and education to countries like Sierra Leone, Ghana and others about water filtration technology and renewable energy. We are also looking to provide a platform that will house the educational material regarding renewable energy. Also providing environmental clothing as a means for fundraising to satisfy the initiative of providing aid to these countries for these needs. Both of my parents were born and raised in Sierra Leone, West Africa and this company is a means of giving back to the country where they came from and similar countries too.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 13, 2018 - November 20, 2024
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RIA
CRD#: 20472
Franklin Park, NJ
Past
June 11, 2018 - November 20, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
PRINCETON, NJ
Past
January 10, 2017 - February 15, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
EDISON, NJ
Past
January 6, 2017 - February 15, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EDISON, NJ
Past
September 19, 2012 - January 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
EAST BRUNSWICK, NJ
Past
June 19, 2012 - January 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
EAST BRUNSWICK, NJ
Past
July 18, 2007 - March 13, 2012
BLOOMBERG TRADEBOOK LLC
BD
CRD#: 40881
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
