Daniel Beheshti
CETERA INVESTMENT ADVISERS LLC | First Vice President–Wealth Management
Las Vegas, NV 89169
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CRD#: 5363834
Professional summary
Daniel Beheshti, CPWA® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Las Vegas, Nevada and CETERA ADVISORS LLC located in Las Vegas, Nevada.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2013; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: FRANKFURT INVESTMENT AND DISTRIBUTIONS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PURCHASE OR SELL REAL ESTATE / PERSONAL INVESTMENTS / BUSINESS RELATED EXPENSES SUCH AS MARKETING MATERIALS; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NON-PRODUCING ENTITY, THERE IS NO DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Beheshti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2021-09-29
Expire date: 2023-08-31
Experience
Current
April 29, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3960 Howard Hughes Pkwy Suite 500 Office 531, Las Vegas, NV 89169RIA
CRD#: 105644
Las Vegas, NV
Current
April 28, 2025 - Present
CETERA ADVISORS LLC
Office #1: 3960 Howard Hughes Pkwy Suite 500, Las Vegas, NV 89119BD
CRD#: 10299
Las Vegas, NV
Past
March 30, 2020 - May 9, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LAS VEGAS, NV
Past
March 20, 2020 - May 9, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LAS VEGAS, NV
Past
November 14, 2012 - March 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LAS VEGAS, NV
Past
October 5, 2012 - March 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LAS VEGAS, NV
Past
August 6, 2012 - October 4, 2012
BRIGHT TRADING, LLC
BD
CRD#: 34702
HENDERSON, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/28/2025)
RR
California(4/28/2025)
RR
Colorado(4/28/2025)
RR
Delaware(4/28/2025)
RR
Florida(4/28/2025)
RR
Hawaii(4/28/2025)
RR
Idaho(4/28/2025)
RR
Massachusetts(4/28/2025)
RR
Missouri(4/28/2025)
RR
Nevada(4/28/2025)
IAR
Nevada(4/29/2025)
RR
New York(4/28/2025)
RR
North Carolina(5/9/2025)
RR
Oklahoma(4/28/2025)
RR
Utah(4/28/2025)
RR
Washington(5/12/2025)
RR
Wyoming(4/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
First Vice President–Wealth ManagementCRD#: 105644Las Vegas, NV 89169TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
