William B. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bruce Hamilton JR, who also goes by William Bruce Hamilton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2007. William had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2016 - January 4, 2017
WHITEGATE INVESTMENT COUNSELORS, INC.
July 2, 2008 - December 31, 2015
TAYLOR, COTTRILL LLC
November 27, 2007 - April 3, 2008
NORTHERN TRUST SECURITIES, INC.
September 18, 2007 - April 3, 2008
NORTHERN TRUST SECURITIES, INC.
Primary Firm SEC Registration
WHITEGATE INVESTMENT COUNSELORS, INC.
CRD#: 107732 / SEC#: 801-40719
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WHITEGATE INVESTMENT COUNSELORS, INC.
CRD#: 107732 / SEC#: 801-40719
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 497 |
| AUM (Assets Under Management) | $ 545,639,585 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
