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TJ

Torian A. Johnson

Some features on this profile are disabled
CRD#: 5363604
TJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Torian Alane Johnson Jr, who also goes by Torian Nathaniel Johnson Jr., Torian Nathaniel Johnson, Torian Nathaniel Johnson Jr, Torian Johnson, was a registered financial professional .

Torian is a previously registered financial professional and started their career in finance in 2011. Torian had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Torian Nathaniel Johnson Jr. | Torian Nathaniel Johnson | Torian Nathaniel Johnson Jr | Torian Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOMEVESTORS OF AMERICA POSITION: Owner NATURE: HomeVestors of America - Real estate HomeVestors Franchise, located at 6133 108th Ave, Pinellas Park, FL, non-investment activity that involves the purchase of distressed properties, at a discount, with the intent to flip, wholesale or assign contracts. As of April 8, 2022, Mr. Johnson is CEO and co-owner and will devote 20 or less hours per month during non-trading hour. Compensation will consist of a percentage o the profit from selling the properties. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2021 ADDRESS: 6133 108th ave n, pinellas park FL 33782, United States DESCRIPTION: Real estate investor, buy/sell investment properties, manage rehabs, 2) PROVISIONAL COMPLIANCE SOLUTIONS POSITION: Owner NATURE: Compliance Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2022 ADDRESS: 6133 108th ave n, Pinellas park FL 33782, United States DESCRIPTION: Compliance consultant. No current clients. Did not dissolve business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 11, 2023 - February 8, 2024

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Clearwater, FL
Past

August 8, 2023 - February 20, 2024

CSENGE ADVISORY GROUP, LLC

RIA
CRD#: 131167
CLEARWATER, FL
Past

October 16, 2019 - December 20, 2022

NEWPORT GROUP CONSULTING, LLC

RIA
CRD#: 140944
Pinellas, FL
Past

July 26, 2019 - December 20, 2022

NEWPORT GROUP SECURITIES, INC.

BD
CRD#: 29722
LAKE MARY, FL
Past

February 27, 2019 - June 27, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
SARASOTA, FL
Past

November 29, 2016 - April 17, 2019

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
MCDONOUGH, GA
Past

June 5, 2015 - November 7, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL
Past

October 20, 2014 - June 4, 2015

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

November 18, 2011 - December 10, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/10/2012
General Securities Principal Examination

Current Firm

LS
LION STREET FINANCIAL, LLC
LION STREET FINANCIAL, LLC

CRD#: 165828 / SEC#: , 8-69183

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
300 Colorado St Suite 2600, Austin, TX 78701
Mailing Address
300 Colorado St Suite 2600, Austin, TX 78701
Phone number
(512) 776-8400
Established
Delaware since 01/07/2022
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LION STREET, LLCHOLDING COMPANY
BURMEISTER, JOHN FREDRICK IIPRESIDENT & CEO4245451
HECKLER, CARIE MARIECHIEF COMPLIANCE OFFICER4557559
RATAJCZAK, KARIFINANCIAL & OPERATIONS PRINCIPAL6008791

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LION STREET FINANCIAL, LLC

CRD#: 165828

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