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Wesley Alim

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CRD#: 5363319
WA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wesley Alim, CFP®, who also goes by Wes Alim, Wessam Samy Alim, was a registered financial professional .

Wesley is a previously registered financial professional and started their career in finance in 2007. Wesley had worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Wes Alim | Wessam Samy Alim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: Charlotte, NC POSITION: LANDLORD/OWNER START DATE: 11/2017 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 Name of Business: Avalon Strategic Partners LLC Investment Related: No Address: Charlotte, NC Position: Owner Start Date: June 2024 Hours devoted during trading hours: 0 Description: Word of mouth marketing referrals for small businesses non-investment, non-financial related Name of Business: Front Stage Investment Related: No Address: Charlotte, NC Position: Owner Start Date: June 2024 Hours devoted during trading hours: 0 Description: Assist realtors with preparing homes for sale

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

September 25, 2024 - October 6, 2025

CHOREO, LLC

RIA
CRD#: 111221
Charlotte, NC
Past

April 19, 2022 - March 21, 2024

MORGAN STANLEY

RIA
CRD#: 149777
Charlotte, NC
Past

April 19, 2022 - March 21, 2024

MORGAN STANLEY

BD
CRD#: 149777
Charlotte, NC
Past

December 2, 2020 - April 6, 2022

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC
Past

November 9, 2020 - April 6, 2022

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
CHARLOTTE, NC
Past

May 23, 2016 - January 2, 2019

CWA ASSET MANAGEMENT GROUP

RIA
CRD#: 158940
Charlotte, NC
Past

November 22, 2010 - January 29, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DAVIDSON, NC
Past

October 21, 2010 - January 29, 2016

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DAVIDSON, NC
Past

May 8, 2009 - June 8, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

October 16, 2008 - October 12, 2009

SOLARIS SECURITIES, INC.

BD
CRD#: 31998
SAN ANTONIO, TX
Past

April 22, 2008 - October 9, 2008

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

October 30, 2007 - April 9, 2008

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

August 13, 2007 - October 16, 2007

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CHOREO, LLC
CHOREO, LLC
CHOREO, LLC | RSM US WEALTH MANAGEMENT LLC | RSM MCGLADREY, INC. | RSM MCGLADREY LLC | MCGLADREY WEALTH MANAGEMENT LLC

CRD#: 111221 / SEC#: 801-57236

RIA
Registered Investment Advisory firm - (11/16/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/18/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/12/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/6/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2007
General Securities Representative Examination

Current Firm

CHOREO, LLC
CHOREO, LLC
CHOREO, LLC | RSM US WEALTH MANAGEMENT LLC | RSM MCGLADREY, INC. | RSM MCGLADREY LLC | MCGLADREY WEALTH MANAGEMENT LLC

CRD#: 111221 / SEC#: 801-57236

RIA
Registered Investment Advisory firm - (11/16/2011 Approved)
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Contact information

Main Address
6735 Vistagreen Way Suite 110, Rockford, IL 61107
Mailing Address
Phone number
(312) 702-1680
Established
Firm type
Fiscal year end
# of Employees
218

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A MARCH 25 2025 FINAL (3/25/2025)

Regulatory assets under management

Total Number of Accounts25,137
AUM (Assets Under Management)$ 18,232,358,701

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025
Cover Page
Report
11/12/2024
Cover Page
Report
12/20/2023
Cover Page
Report
11/30/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHOREO, LLC

CHOREO, LLC

CRD#: 111221

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