Ryan P. Stilphen
Professional summary
Ryan Patrick Stilphen, who also goes by Ryan Stilphen, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2008. Ryan has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Patrick Stilphen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2012 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114February 11, 2010 - December 5, 2011
MF GLOBAL INC.
November 14, 2008 - March 23, 2010
PALI CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2012)
(1/23/2012)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/23/2009
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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