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William Patrick Hayden

KEYBANC CAPITAL MARKETS
CLEVELAND, OH
·CRD# 4136632·26 years experience

Professional Summary

William Patrick Hayden is a registered financial advisor currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio. William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the SIE, Series 7, Series 24 and Series 14 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
127 Public Square, Cleveland, OH 44114
August 20, 2013 - Present
KEY INVESTMENT SERVICES LLC·CRD# 136300
BD
Brooklyn, OH
September 7, 2023 - December 19, 2024
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Charlotte, NC
July 1, 2003 - September 30, 2008
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
December 4, 2002 - July 1, 2003
GLOBAL BROKERAGE SERVICES, INC.·CRD# 37505
BD
Hunt Valley, MD
April 4, 2000 - October 3, 2000

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Current Firm

KC
KEYBANC CAPITAL MARKETS INC.

GRADISON ASSET MANAGEMENT | MCDONALD INVESTMENTS INC. | MCDONALD & COMPANY SECURITIES, INC. | MCDONALD & COMPANY | KEYBANC CAPITAL MARKETS INC.

CRD#: 566 / SEC#: 8-30177
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

127 Public Square, Cleveland, OH 44114

Mailing Address

127 Public Square, Cleveland, OH 44114

Phone Number

(216) 689-0803

Established

Ohio since 05/18/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
KEYCORPSOLE SHAREHOLDER—
GILBERT, STACY LEEDIRECTOR5316644
HAYDEN, WILLIAM PATRICKCHIEF COMPLIANCE OFFICER4136632
JANOFSKY, PAULA MARIECHIEF OPERATIONS OFFICER, DIRECTOR2882776
KOVACHICK, MARK ALLANDIRECTOR, CFO5390571
PAINE, ANDREW JACKSON IIIMANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING2450522
PREISER, DOUGLAS WILLIAMCHIEF EXECUTIVE OFFICER, DIRECTOR1690776
SKARDA, JOSEPH BRIELDIRECTOR4288186

Disclosures

Regulatory Event

40

Arbitration

15

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(8/20/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2018About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Jan 2014About the Series 14 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Patrick Hayden's CRS (Customer Relationship Summary).

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WH
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