Seth David Morganstern
Professional Summary
Seth David Morganstern, who also goes by Seth David Morganstern, Seth Morganstern, is a registered financial advisor currently at STOUT CAPITAL, LLC located in Chicago, Illinois. Seth is registered as a RR (Registered Representative) and started their career in finance in 2007. Seth has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Seth David Morganstern, Seth Morganstern
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC
Contact Information
Main Address
150 West Second Street Suite 400, Royal Oak, MI 48067Mailing Address
150 West Second Street Suite 400, Royal Oak, MI 48067Phone Number
(248) 208-8800Established
Michigan since 05/15/2003Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/6/2021)
(7/16/2021)
(7/6/2021)
(7/20/2021)
(7/19/2021)
(7/19/2021)
(8/26/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Seth David Morganstern's CRS (Customer Relationship Summary).
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