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Joseph Stuart Sanford

MEZZO
ATLANTA, GA
·CRD# 5361444·14 years experience

Professional Summary

Joseph Stuart Sanford is a registered financial advisor currently at MEZZO, INC. located in Atlanta, Georgia. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2012. Joseph has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

MEZZO, INC.·CRD# 339200
BD
1. 75 14th St., Ne, Suite 2800, Atlanta, GA 303092. 75 14th Street Ne Suite 2800, Atlanta, GA 30309
March 24, 2026 - Present
MAZZONE & ASSOCIATES, LLC·CRD# 144159
BD
Atlanta, GA
November 19, 2012 - July 31, 2026

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Current Firm

MI
MEZZO, INC.

MAZZIO | MEZZO, INC. | MAZZIO, INC.

CRD#: 339200 / SEC#: 8-71449
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

75 14th St., Ne, Suite 2800, Atlanta, GA 30309

Mailing Address

75 14th St., Ne, Suite 2800, Atlanta, GA 30309

Phone Number

(404) 574-5745

Established

Georgia since 10/02/2025

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MAZZONE, DOMINIC CHARLESCEO & CCO5342162
SANFORD, JOSEPH STUARTFINOP5361444

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2012About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2013About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Nov 2012About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2014About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Stuart Sanford's CRS (Customer Relationship Summary).

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