Trevor T. Fabian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Thomas Fabian was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2007. Trevor had worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 7TO, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2024 - April 4, 2025
BLACKARCH SECURITIES LLC
November 4, 2021 - February 12, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 15, 2021 - February 12, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 2, 2008 - August 27, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 10, 2007 - August 27, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/1/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
BLACKARCH SECURITIES LLC
CRD#: 154250 / SEC#: , 8-68621
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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