Meghan R. Dorian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meghan Rae Dorian, AIF®, who also goes by Meghan R Blatz, Meghan R Dorian, Meghan Rae Dorian, was a registered financial professional .
Meghan is a previously registered financial professional and started their career in finance in 2011. Meghan had worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2021 - July 24, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 5, 2021 - July 24, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 12, 2018 - July 24, 2025
RAYMOND JAMES & ASSOCIATES, INC.
April 11, 2018 - July 24, 2025
RAYMOND JAMES & ASSOCIATES, INC.
January 14, 2015 - March 19, 2018
INVEST FINANCIAL CORPORATION
July 11, 2011 - March 19, 2018
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
